EU Capital Requirements Regulation (CRR) requires institutions to complete the EU Common Reporting (COREP) in addition to the local prudential templates (FSA returns.) Finally, a Recovery and Resolution Plan (RRP) compliant with the UK regulation and the EU Bank Recovery and Resolution Directive (BRRD) should be maintained. Mazars can help you in successfully facing the challenge of completing all these reports in a timely and efficient manner taking into consideration any changes to the regulatory environment.
We lead and facilitate discussions on critical regulatory topics at seminars and in thought leadership articles to provide a platform to our clients to share their experiences and views.
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Operational resilience has been high on the international and UK regulatory agenda for some time and remains an area of strong focus due to significant issues experienced by financial services firms which include IT outages, cyberattacks, failings in relation to outsourcing arrangements and all sorts of physical events. Additionally, the Covid-19 crisis puts banks in front of one of the most...
Regulatory reporting requirements for the banking sector are ever-increasing, posing significant reporting challenges for banks. Mazars can help you in successfully facing the challenge of completing all these reports in a timely and efficient manner taking into consideration any changes to the regulatory environment.
Market Integrity is about enhancing market conduct, enabling all participants to access the market on a non-discriminatory basis and providing them with transparent and accurate information.
The purpose of Senior Managers & Certification Regime (SM&CR) is to increase the level of individual accountability and set clear standards for conduct of staff within financial services firms.
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have the power to commission reviews by Skilled Persons under Section 166 of the Financial Services and Markets Act, as amended by the 2012 Act (FSMA), to enable them to obtain an independent view of aspects of a firm's activities that are deemed to provide cause for concern. There are two types of review that...
International and UK regulators have increased their focus on risk management and risk culture since the financial crisis revealed failings in these areas to be one of the root causes. Banks should have in place a robust risk management framework within a sound risk culture. Identifying areas for improvement and filling the gaps can turn this apparent challenge into a growth opportunity by...
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