Below you can find further information on six pertinent domains of the Financial Services industry, as well as our experts’ summary of what management should pay special attention to.
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There was a flurry of regulatory activity in the lead-up to the festive period. Final Basel 3.1 for Market Risk, Credit Risk, CVA and Counterparty Risk were published. The PRA also finalised its disclosure and liquidity requirements for the Strong and Simple regime. There were also significant publications relating to Diversity & Inclusion and the Remuneration regime.
In this article, we highlight regulatory developments in Q4 2023 within insurance covering the Insurance Distribution Directive, Solvency II, third country branches, fair value, and appointed representatives (ARs).
Changes in legislation have increased the requirements on organisations to identify and mitigate the risk of fraud committed for their benefit.
The Financial Conduct Authority (FCA) published in November 2023 its long-awaited policy statement on Sustainability Disclosure Requirements (SDR).
This edition of our newsletter summarises a selection of developments from the UK and Europe and provides key updates on matters we have discussed throughout 2023.
For many firms, the first half of 2024 will include undertaking the final major new action under the Consumer Duty – the first annual assessment by the board of the outcomes the firm delivers to its customers. Critical to the success of that assessment will be the quality of the data and management information (MI) that the firm gathers and assesses. This article discusses those two related topics.
Expert analysis on the latest regulatory insights in the UK.
Welcome to our recent instalment of the FS regulatory affairs newsletter. In this edition, we delve into the regulatory developments of the second quarter of 2023.
In continuation of our previous FS regulatory affairs newsletter, this edition highlights the key regulatory updates from the second quarter of 2023.
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