Amit Rao Senior Manager - Financial Services Consulting

Amit has over 14 years’ industry and regulatory experience in the UK financial services sector. With several years’ industry experience as a compliance manager and MLRO Amit has worked in an advisory capacity since 2014 and has extensive experience of advising a wide variety of financial institutions on regulatory and compliance matters.

His regulatory advisory experience includes conducting internal investigations and reviews following the discovery of suspected compliance issues; advising firms in relation to managing communications with regulators; assisting firms with FCA investigations and enforcement proceedings and supporting firms with the development and implementation of business reviews and redress/remediation exercises.