Unregulated Collective Investment Schemes - Mazars - United Kingdom
Unregulated Collective Investment Schemes
Mazars Corporate Finance Limited is authorised by the Financial Services Authority to act as Issuer and/or Operator for a range of unregulated collective investment schemes. We currently act as Operator for over 60 unregulated collective investment schemes.
As issuer, our role is likely to include the following activities:
- Provide assistance for the initial set-up of the scheme
- Review, comment on and sign off on the Information Memorandum
- Review other scheme documentation to ensure compliance with the FSA’s conduct of business rules where appropriate
- Review future marketing literature, including web sites
As operator, our role is likely to include the following activities:
- Ensure money laundering checks take place on potential members/partners prior to admitting them into the fund
- Admit members/partners into the fund
- Hold a register of members/partners
- Oversee transactions
- Provide administrative assistance
- Act as joint signatory on the fund’s bank account
For further information and contact details of the team, please take a look at our brochure .
Our team also provides a range of Financial Services Regulatory services.
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Related Content
Unregulated collective investment schemes
To operate or issue an unregulated collective investment scheme requires the appropriate FSA authorisation.
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- Copyright 2012 - Mazars - United Kingdom
