Our holistic solution to financial crime

Mazars’ Financial Crime Risk Management and Compliance services offer solutions which address all aspects for financial crime and supports the full compliance cycle of prevention, detection, incident management and remediation.

Prevention

  • Design and implement, or review and recommend improvements to risk frameworks to counter financial crime including governance framework, policies and procedures, controls, risk assessments etc.
  • Design, develop and deliver training and awareness programmes across all levels - senior management, Board, first and second line functions and employees at site level
  • Support the strengthening of inspection and screening functions
  • Prepare for regulatory visits and inspections

Detection

  • Testing of due diligence procedures carried out on customers, employees and third parties, sanction and PEP screening, suspicious activity reporting
  • Vulnerability assessments and penetration testing
  • Design and implement, or review and recommend improvements to whistle-blowing programmes which allow employees and third parties to speak up
  • Compliance reviews
  • Contract compliance audits/reviews

Response

  • Support in-house specialists or externally appointed legal counsel with investigations, or conduct an independent investigation where a report can be made to a regulator
  • Support reviews/investigations by Regulators
  • Conduct internal control reviews
  • Data analytics
  • Forensic technology and e-discovery
  • Asset tracing and recovery

Remediation

  • Design or assist in the design / roll out of remediation programmes
  • Conduct independent reviews of remediation programmes
  • Secondments to support remediation delivery
  • Provide control or process gaps reports
  • Business process reviews and design

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