CASS is changing
CASS is changing. The FSA recently made proposals for significantly increased regulatory requirements for client money and brokers. Client money compliance is rightly subject to considerable regulatory scrutiny and accountability will become a personal responsibility.
To learn more about the current proposals, please join us on Friday 23 November 2012 for our broker breakfast briefing.
Edward Westrip, CASS Compliance Senior Manager will review:
- the proposed changes to the client money rules for insurance intermediaries;
- issues around credit write-backs including a structured approach to identifying and resolving them; and
- issues around Management Information systems which would be required.
Tower Bridge House,
St Katharine's Way,
Friday 23 November 2012
8:00 - 8:30am Registration and refreshments
8:30 - 9:15am Presentation and questions
For more information please contact
+44 (0) 20 7063 4453